The law firm M. Zollweg
Compliance with legal provisions and regulatory standards as well as fulfilling key ethical requirements, including self-imposed ethic principles and maxims, can be realized by the synergy of several components only.
We can assist you in this process.
Our core assets:
- Comprehensive Compliance know-how to strengthen your operational responsibility
- The competence of real experts based on practical experience for practical application
- We speak your language
- Interdisciplinary cooperation
The law firm M. Zollweg is a highly specialized law boutique in the field of Capital Market Compliance / Market Surveillance.
You benefit from over three decades of professional experience on both sides of the market.
The competence of real experts based on practical experience for practical application
Extensive expertise based on the responsible activities in the areas of Law/Compliance on the part of internationally operating financial services companies and bank institutions complement each other with indepth- and practice-based expertise from many years of regulatory activity with supervisory authorities and stock exchanges.
Thus, we are able to draw on the extensive experience gained from the work of the Trading Surveillance Authorities - which, in addition to monitoring stock exchange trading, also analyze Compliance-relevant issues in the following areas: among others, 'Risk', 'Know your Client', the admission of financial products - which, in addition to the monitoring of stock exchange trading, also covers the analysis of Compliance-relevant issues from the areas of 'Risk', 'Know your Client', the admission of financial products - which are incorporated in a case-by-case basis in solving your individual regulatory issues.
We speak your language
Many years of practice have shown that internal and external representatives of the supervisory side and the specialist- or trading departments involved frequently have to cope with communication or understanding difficulties. On the other hand, the practice-oriented implementation of supervisory requirements, which are frequently based on legal theory, is difficult to understand or to transfer into practice for practitioners - or rather for those who are obliged to implement the legal requirements.
We understand both sides
Statements such as ‘I ride the yield curve’ or ‘I can't reprogram the algo, without latency loss’ are well known and common. On the other hand, we also support you in the implementation and practical realization of regulatory requirements that frequently appear to be far remote from practice, and which often, for example in the area of European law regulation, make it even more difficult to deal with in practice due to linguistic and translation-related inadequacies.